SEC Form 4 · accession 0001209191-16-119152
Premier, Inc. · PINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J. Figlioli
Officer — Sr. VP Healthcare Informatics
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 9, 2016 | M | 28,715 | $27.00 | A | 71,442 | D | |
| Class A Common StockF2 | May 9, 2016 | S | 28,715 | $34.00 | D | 42,727 | D | |
| Class A Common Stock | May 10, 2016 | M | 1,285 | $27.00 | A | 44,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $27.00 | May 9, 2016 | M | 28,715 | D | — | Jul 1, 2023 | Class A Common Stock | 28,715 | 55,919 | D |
| Option (right to buy)F3 | $27.00 | May 10, 2016 | M | 1,285 | D | — | Jul 1, 2023 | Class A Common Stock | 1,285 | 54,634 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The right to exercise one third of the options on each of July 1, 2014, 2015 and 2016.