SEC Form 4 · accession 0001209191-16-108492
Premier, Inc. · PINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J. Figlioli
Officer — Sr. VP Healthcare Informatics
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 11, 2016 | M | 26,761 | $27.00 | A | 68,354 | D | |
| Class A Common Stock | Mar 11, 2016 | S | 26,761 | $33.00 | D | 41,593 | D | |
| Class A Common Stock | Mar 14, 2016 | M | 3,239 | $27.00 | A | 44,832 | D | |
| Class A Common StockF2 | Mar 14, 2016 | S | 2,105 | $33.34 | D | 42,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $27.00 | Mar 11, 2016 | M | 26,761 | D | — | Jul 1, 2023 | Class A Common Stock | 26,761 | 87,873 | D |
| Option (right to buy)F3 | $27.00 | Mar 14, 2016 | M | 3,239 | D | — | Jul 1, 2023 | Class A Common Stock | 3,239 | 84,634 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.31 to $33.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The right to exercise one third of the options on each of July 1, 2014, 2015 and 2016.