SEC Form 4 · accession 0001144204-17-051059
Oaktree Strategic Income Corp · OCSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard D Berman
Officer — Chief Executive Officer · Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 9:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | S | 7,473 | $8.80 | D | 92,027 | D | |
| Common StockF2 | holding | — | — | — | 2,000 | I | See below |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $8.80 to $8.82; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2The securities are held by the Bernard D. Berman 2012 Trust for the benefit of certain members of the reporting person's family for which the reporting person's wife is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.