SEC Form 5 · accession 0001577670-16-000013
Ladder Capital Corp · LADR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Harris
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 19, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Dec 18, 2015 | G | 79,624 | $0.00 | D | 806,850 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities to Mr. Harris's spouse resulting in no change in beneficial ownership.
- F2Includes 91,709 options to purchase shares of Class A Common Stock that vest on February 18, 2016 (i.e., within 60 days of the date of this Form 5).