SEC Form 4 · accession 0001104659-19-013952
Ladder Capital Corp · LADR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Harney
Officer — Head-Merchant Banking & Cap Mk
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 7, 2019 | F | 10,198 | $17.50 | D | 482,644 | D | |
| Class A Common StockF1 | Mar 7, 2019 | F | 27,739 | $17.68 | D | 454,905 | D | |
| Class A Common StockF1 | Mar 7, 2019 | F | 7,577 | $17.56 | D | 447,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by Ladder Capital Corp to satisfy the Reporting Person's tax withholding obligations.
- F2On November 1, 2018, Ladder Capital Corp declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of its Class A Common Stock on December 10, 2018. Total includes shares of Class A Common Stock received as a result of this dividend payment.