SEC Form 5 · accession 0001104659-17-000323
Ladder Capital Corp · LADR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Harris
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 26, 2016 | G | 148,536 | $0.00 | D | 764,583 | D | |
| Class A Common Stock | Feb 26, 2016 | G | 148,536 | $0.00 | A | 376,696 | I | By Spouse |
| Class A Common Stock | Mar 2, 2016 | G | 7,769 | $0.00 | D | 756,814 | D | |
| Class A Common Stock | Mar 2, 2016 | G | 7,769 | $0.00 | A | 384,465 | I | By Spouse |
| Class A Common Stock | Mar 7, 2016 | G | 384,465 | $0.00 | D | 0 | I | By Spouse |
| Class A Common StockF1 | Mar 7, 2016 | G | 384,465 | $0.00 | A | 768,930 | I | By Harris Investment Associates LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.