SEC Form 4 · accession 0001193125-26-291402
Alibaba Group Holding Ltd · BABA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Michael Evans
Officer — President · Director
Period of report
Jun 29, 2026
Accepted (ET)
Jul 1, 2026 · 6:02 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001577552
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Jun 29, 2026 | S | 692,992 | $94.92 | D | 55,008 | D | |
| Ordinary SharesF3 | Jun 29, 2026 | S | 27,008 | $95.59 | D | 28,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction is in connection with a sale pursuant to Rule 144 of the Securities Act of 1933, as amended, through a broker-dealer.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 94.455 to 95.45 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 95.455 to 95.905 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.