SEC Form 4 · accession 0001577526-26-000081
C3.ai, Inc. · AI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hitesh Lath
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jun 29, 2026
Accepted (ET)
Jul 1, 2026 · 6:43 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001577526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 29, 2026 | A | 150,000 | $0.00 | A | 383,106 | D | |
| Class A Common StockF2 | Jun 29, 2026 | A | 48,619 | $0.00 | A | 431,725 | D | |
| Class A Common StockF4 | Jun 30, 2026 | S | 27,304 | $8.77 | D | 404,421 | D | |
| Class A Common StockF4 | Jun 30, 2026 | S | 21,315 | $8.77 | D | 383,106 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. 100,000 RSUs award shall on September 15, 2027, and the remaining RSUs will vest 12 months thereafter (i.e., total of 27 months) so long as the Reporting Person continues to provide services through such vesting dates.
- F2Represents the grant of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.
- F3Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.
- F4The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.675 to $8.8766, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5Transaction pursuant to previously established Rule 10b5-1 Plan.