SEC Form 4 · accession 0001225208-26-006605
Ardmore Shipping Corp · ASC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Alistair Fok
Director
Period of report
Jun 15, 2026
Accepted (ET)
Jul 14, 2026 · 4:42 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001577437
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 15, 2026 | L | 257 | $17.06 | A | 11,479 | D | |
| Common Stock | Jun 17, 2026 | M | 8,474 | $0.00 | A | 19,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units AwardF3,F4 | $0.00 | Jun 15, 2026 | A | 4,556 | A | Jun 15, 2027 | Jun 15, 2027 | Common Stock | 4,556 | 4,556 | D |
| Restricted Stock Units AwardF3,F5,F4 | $0.00 | Jun 17, 2026 | M | 8,474 | D | Jun 17, 2026 | Jun 17, 2026 | Common Stock | 8,474 | 0 | D |
Explanation of responses
- F1Reflects shares acquired by the reporting person pursuant to an automatic dividend reinvestment plan.
- F2Includes 72 shares of Issuer's Common Stock inadvertently omitted from the reporting person's Form 3 filed with the Securities and Exchange Commission on March 18, 2026.
- F3Restricted Stock Units Award ("RSUs") represent a contingent right to receive one share of the Issuer's common stock per RSU. RSUs have associated dividend equivalent rights ("DERs") that vest and become payable in shares of the Issuer's common stock proportionately with the RSUs to which they relate. Upon vesting of RSUs, the number of shares issuable under the associated DERs becomes calculable, based on the quotient of the accrued dividends with respect to the vested RSUs, divided by the common stock's fair market value on such vesting date (or in the event dividends are declared, but not yet paid to stockholders as of a vesting date, on the date of payment to stockholders).
- F4These RSUs vest in full on the date shown, subject to the reporting person's continued service to the Issuer through the vesting date.
- F5Includes 319 shares payable under associated dividend equivalent rights that became calculable upon vesting of the RSUs.