SEC Form 4 · accession 0001179110-19-003498
QTS Realty Trust, Inc. · QTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine R Kinney
Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Mar 5, 2019 | A | 3,125 | $0.00 | A | 14,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $42.01 | Mar 5, 2019 | A | 17,355 | A | — | Mar 5, 2029 | Class A common stock | 17,355 | 17,355 | D |
Explanation of responses
- F1These deferred share units (the "DSUs") were granted under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") and represents the contingent right to receive one share of the Issuer's Class A common stock. The DSUs vest one year after the date of grant. The reporting person elected to defer the settlement of the DSUs until the reporting person's departure from the board of directors of the Issuer.
- F2These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant.