SEC Form 4 · accession 0001179110-17-012906
QTS Realty Trust, Inc. · QTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad L. Williams
Officer — Chief Executive Officer
Period of report
Aug 14, 2017
Accepted (ET)
Oct 3, 2017 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Aug 14, 2017 | M | 4,592 | — | A | 126,148 | D | |
| Class A common stockF2 | Sep 29, 2017 | F | 4,213 | $52.01 | D | 121,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B common stockF1 | — | Aug 14, 2017 | M | 4,592 | D | — | — | Class A common stock | 4,592 | 128,408 | D |
Explanation of responses
- F1The Class B common stock converted automatically into shares of Class A common stock upon the sale of certain Class A units of the Operating Partnership of QTS Realty Trust, Inc.
- F2Reflects shares surrendered to the Issuer to satisfy tax withholding obligation in connection with the vesting of restricted shares.