SEC Form 4 · accession 0001179110-17-004233
QTS Realty Trust, Inc. · QTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H. Berson
Officer — Chief Investment Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 11:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Mar 7, 2017 | A | 21,170 | $0.00 | A | 73,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $50.66 | Mar 7, 2017 | A | 34,507 | A | — | Mar 7, 2027 | Class A common stock | 34,507 | 34,507 | D |
Explanation of responses
- F1These restricted shares were granted under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") and vest ratably over three years beginning on the first anniversary of the date of grant and each quarter thereafter.
- F2These options to purchase shares of Class A common stock were granted under the Plan and vest ratably over three years beginning on the first anniversary of the date of grant and each quarter thereafter.