SEC Form 4/A · accession 0001144204-15-071073
QTS Realty Trust, Inc. · QTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Shirley E. Goza
Officer — Secretary
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577368
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $21.00 | Dec 11, 2015 | M | 8,877 | D | — | Oct 15, 2023 | Class A common stock | 8,877 | 8,878 | D |
Explanation of responses
- F1This Form 4/A is being filed to correct the number of employee stock options exercised by the reporting person on December 11, 2015.
- F28,877 shares of Class A common stock were acquired upon Ms. Goza's exercise of options to purchase shares of Class A common stock, granted on November 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest ratably over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.