SEC Form 4 · accession 0001123292-15-000540
QTS Realty Trust, Inc. · QTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shirley E. Goza
Officer — Secretary
Period of report
Feb 27, 2015
Accepted (ET)
Mar 12, 2015 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Feb 27, 2015 | A | 6,157 | $0.00 | A | 22,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $35.81 | Feb 27, 2015 | A | 9,188 | A | — | Feb 27, 2025 | Class A common stock | 9,188 | 9,188 | D |
Explanation of responses
- F1These restricted shares were granted under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") and vest ratably over four years beginning on the first anniversary of the date of grant and each quarter thereafter.
- F2These options to purchase shares of Class A common stock were granted under the Plan and vest ratably over four years beginning on the first anniversary of the date of grant and each quarter thereafter.