SEC Form 4 · accession 0001144204-15-027313
Terra Income Fund 6, Inc. · TFSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon J. Milde
Officer — Chairman of the Board · Director · 10% Owner
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 1, 2015 | P | 24,444 | $11.25 | A | 40,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Terra Capital Partners, LLC ("Terra Capital"). The reporting person is the sole member of Richbell V LLC, which has a 30.77% membership interest in Terra Capital. The reporting person disclaims beneficial ownership of the securities in excess of his pecuniary interest therein.