SEC Form 4 · accession 0001246360-18-002336
Stitch Fix, Inc. · SFIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Lake
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 3, 2018
Accepted (ET)
Oct 5, 2018 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Oct 3, 2018 | C | 6,250 | $0.00 | A | 6,250 | I | Katrina M. Lake Revocable Trust |
| Class A Common StockF4,F3 | Oct 3, 2018 | G | 6,250 | $0.00 | D | 0 | I | Katrina M. Lake Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F2 | — | Oct 3, 2018 | C | 6,250 | D | — | — | Class A Common Stock | 6,250 | 11,429,205 | I |
Explanation of responses
- F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
- F4On October 3, 2018, the Reporting Person made a charitable gift of 6,250 shares of Common Stock.