SEC Form 4 · accession 0001246360-18-001331
Stitch Fix, Inc. · SFIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Lake
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Apr 16, 2018 | C | 66,666 | $0.00 | A | 66,666 | I | See Footnote |
| Class A Common StockF5,F3 | Apr 16, 2018 | S | 47,345 | $21.4618 | D | 19,321 | I | See Footnote |
| Class A Common StockF6,F3 | Apr 16, 2018 | S | 18,021 | $22.4128 | D | 1,300 | I | See Footnote |
| Class A Common StockF7,F3 | Apr 16, 2018 | S | 1,300 | $23.1096 | D | 0 | I | See Footnote |
| Class A Common StockF2,F3 | Apr 17, 2018 | C | 66,666 | $0.00 | A | 66,666 | I | See Footnote |
| Class A Common StockF8,F3 | Apr 17, 2018 | S | 58,260 | $21.502 | D | 8,406 | I | See Footnote |
| Class A Common StockF9,F3 | Apr 17, 2018 | S | 8,406 | $22.1669 | D | 0 | I | See Footnote |
| Class A Common StockF2,F3 | Apr 18, 2018 | C | 16,668 | $0.00 | A | 16,668 | I | See Footnote |
| Class A Common StockF10,F3 | Apr 18, 2018 | S | 16,668 | $21.7684 | D | 0 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F2 | — | Apr 16, 2018 | C | 66,666 | D | — | — | Class A Common Stock | 66,666 | 789,106 | I |
| Class B Common StockF3,F2 | — | Apr 17, 2018 | C | 66,666 | D | — | — | Class A Common Stock | 66,666 | 722,440 | I |
| Class B Common StockF3,F2 | — | Apr 18, 2018 | C | 16,668 | D | — | — | Class A Common Stock | 16,668 | 705,772 | I |
Explanation of responses
- F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- F10The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.45 to $22.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
- F4Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- F5The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.87 to $21.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.92 to $22.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.94 to $23.215 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F8The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.01 to $22.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F9The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.