SEC Form 4 · accession 0001246360-18-001161
Stitch Fix, Inc. · SFIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike C. Smith
Officer — Chief Operating Officer
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 14, 2018 | C | 30,000 | $0.00 | A | 30,000 | D | |
| Class A Common StockF3 | Mar 14, 2018 | S | 29,700 | $21.9745 | D | 300 | D | |
| Class A Common Stock | Mar 14, 2018 | S | 300 | $23.00 | D | 0 | D | |
| Class A Common StockF2 | Mar 15, 2018 | C | 25,000 | $0.00 | A | 25,000 | D | |
| Class A Common StockF4 | Mar 15, 2018 | S | 23,500 | $21.5944 | D | 1,500 | D | |
| Class A Common StockF5 | Mar 15, 2018 | S | 1,500 | $21.9973 | D | 0 | D | |
| Class A Common StockF2 | Mar 16, 2018 | C | 25,000 | $0.00 | A | 25,000 | D | |
| Class A Common StockF6 | Mar 16, 2018 | S | 25,000 | $20.1371 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Mar 14, 2018 | C | 30,000 | D | — | — | Class A Common Stock | 30,000 | 1,268,364 | D |
| Class B Common StockF2 | — | Mar 15, 2018 | C | 25,000 | D | — | — | Class A Common Stock | 25,000 | 1,243,364 | D |
| Class B Common StockF2 | — | Mar 16, 2018 | C | 25,000 | D | — | — | Class A Common Stock | 25,000 | 1,218,364 | D |
Explanation of responses
- F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.60 to $22.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.97 to $21.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.99 to $22.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.86 to $20.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.