SEC Form 4 · accession 0001493152-26-027745
AMERICAN BATTERY TECHNOLOGY Co · ABAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Wu
Officer — Chief Operating Officer
Period of report
Jun 4, 2026
Accepted (ET)
Jun 8, 2026 · 4:45 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001576873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2026 | A | 203,700 | $0.00 | A | 565,935 | D | |
| Common StockF2 | Jun 8, 2026 | F | 107,760 | $3.49 | D | 458,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF3,F4,F5 | $1.07 | Jun 5, 2026 | P | 1,093,275 | A | — | — | Common Stock | 1,093,275 | 1,093,275 | D |
Explanation of responses
- F1Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
- F2Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
- F3Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.
- F4The Warrants vest 4/16 on September 16, 2025, and thereafter 1/16th quarterly until fully vested.
- F5The Warrants expire five years after issuance or vesting, whichever is later, beginning June 5, 2031.