SEC Form 4 · accession 0001078782-18-001172
AMERICAN BATTERY TECHNOLOGY Co · ABAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Cole
Officer — Chief Executive Officer · Director
Period of report
Dec 29, 2017
Accepted (ET)
Oct 15, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Dec 29, 2017 | A | 1,000,000 | $0.00 | A | 1,000,000 | D | |
| Common StockF2,F3 | Dec 29, 2017 | A | 2,000,000 | $0.00 | A | 3,000,000 | D | |
| Common StockF2,F3 | Dec 29, 2017 | A | 3,000,000 | $0.00 | A | 6,000,000 | D | |
| Common StockF2,F3 | Mar 8, 2018 | A | 1,200,000 | $0.00 | A | 7,200,000 | D | |
| Common StockF2,F3 | Mar 8, 2018 | A | 1,000,000 | $0.00 | A | 8,200,000 | D | |
| Common StockF2,F3 | Oct 8, 2018 | A | 1,000,000 | $0.00 | A | 9,200,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This issuance was to reissuance of a common stock certificate previously issued to Reporting Person as compensation.
- F2This grant of common stock was made pursuant to the executive employment agreement and/or director's consulting agreement with the Issuer.
- F3Reporting Person received these shares in exchange for services provided to Issuer.