SEC Form 3 · accession 0001477932-18-002356
UBL Interactive,Inc. · UBLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jianzhong Cui
10% Owner
Period of report
May 2, 2018
Accepted (ET)
May 11, 2018 · 9:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,175,000 | I | By Hero Grand Everbright International Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Preferred SharesF3,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,000,000,000 | — | I |
Explanation of responses
- F1These shares represent Common Stock held by Hero Grand Everbright International Limited ("Hero Grand"), acquired pursuant to certain Stock Purchase Agreement dated May 2, 2018 by and between William R. Alessi ("Seller") and Hero Grand. Reporting Person is the sole director and officer of Hero Grand and has the voting and dispositive power over shares of Common Stock held by this stockholder.
- F2The Class A Preferred Share is convertible at any time, at the holder's election, and has no expiration date.
- F3These shares represent 10,000,000 Class A Preferred Shares (each convertible to 1,000 shares of Common Stock, subject to certain adjustments) held by Hero Grand, acquired pursuant to certain Stock Purchase Agreement dated May 2, 2018 by and between Seller and Hero Grand. Reporting Person is the sole director and officer of Hero Grand and has the voting and dispositive power over Class A Preferred Shares held by this stockholder.