SEC Form 4 · accession 0001213900-15-005554
UBL Interactive,Inc. · UBLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Jaques
Officer — CFO and MBD · Director
Period of report
Aug 1, 2014
Accepted (ET)
Jul 30, 2015 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576778
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1,F2 | $0.15 | Aug 1, 2014 | A | 500,000 | A | Aug 1, 2014 | Aug 2, 2017 | Common Stock | 500,000 | 500,000 | I |
Explanation of responses
- F1On August 1, 2014, the Issuer issued to The Edmonds-Jaques Family Trust dated 06/13/03 (the "Trust"), a three (3) year warrant to purchase up to 500,000 shares of Issuer common stock, par value $0.01 per share (the "Common Stock") at an exercise price of $0.15 per share.
- F2The Reporting Person serves as a trustee to the Trust and holds the dispositive power with respect to the title of the derivative securities held by The Edmonds-Jaques Family Trust dated 06/13/03.
Remarks
Exhibit 24 - Power of Attorney