SEC Form 4 · accession 0001576427-17-000165
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Eichmann
Officer — Chief Executive Officer · Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Aug 10, 2017 | M | 20,000 | $12.26 | A | 20,000 | D | |
| Ordinary SharesF1,F3 | Aug 10, 2017 | S | 20,000 | $49.04 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2,F5,F1 | $12.26 | Aug 10, 2017 | M | 20,000 | D | — | Apr 18, 2023 | Ordinary Shares | 20,000 | 40,000 | D |
Explanation of responses
- F1The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F2The exercise price of the stock option is 10.43 euros. The U.S. dollar equivalent of the exercise price is $12.26 using the Federal Reserve Bank of New York noon buying rate for August 4, 2017 (1.00 = $1.1754).
- F3For more information about the equity of the issuer held by the reporting person, please see the issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission.
- F4The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "Trading Plan") adopted by the reporting person. The sales are made in accordance with a trading schedule that is established at the time the Trading Plan is put in place. The reporting person entered into the Trading Plan during an open trading window of the issuer pursuant to its Insider Trading Policy.
- F5Stock option granted on April 18, 2013 under the Issuer's 2012 Stock Option Plan. One-fourth of the grant vested on the first anniversary of the grant date and an additional 1/16th of the grant vests quarterly thereafter, subject to continued service through each vesting date.