SEC Form 4 · accession 0001576427-17-000060
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Warner
Director
Period of report
Apr 17, 2017
Accepted (ET)
Apr 17, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Apr 17, 2017 | M | 1,250 | $0.74 | A | 1,250 | D | |
| Ordinary SharesF1 | Apr 17, 2017 | S | 1,250 | $49.79 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Warrant (right to buy)F2,F1 | $0.74 | Apr 17, 2017 | M | 1,250 | D | Nov 30, 2012 | Nov 16, 2020 | Ordinary Shares | 1,250 | 14,750 | D |
Explanation of responses
- F1The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F2The exercise price of the warrant is 0.70 euros. The U.S. dollar equivalent of the exercise price is $0.74 using the Federal Reserve Bank of New York noon buying rate for April 14, 2017 (1.00 = $1.0625).
- F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "Trading Plan") adopted by the reporting person. The sales are made in accordance with a trading schedule that is established at the time the Trading Plan is put in place. The reporting person entered into the Trading Plan during an open trading window of the issuer pursuant to its Insider Trading Policy.