SEC Form 4 · accession 0001576427-17-000037
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Eichmann
Officer — Chief Executive Officer · Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Mar 7, 2017 | M | 40,000 | $11.01 | A | 40,000 | D | |
| Ordinary SharesF1 | Mar 7, 2017 | S | 40,000 | $48.89 | D | 0 | D | |
| Ordinary SharesF1,F2 | Mar 8, 2017 | M | 40,000 | $11.01 | A | 40,000 | D | |
| Ordinary SharesF1 | Mar 8, 2017 | S | 40,000 | $50.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3,F1 | $11.01 | Mar 7, 2017 | M | 40,000 | D | — | Apr 18, 2023 | Ordinary Shares | 40,000 | 120,000 | D |
| Stock Option (right to buy)F2,F3,F1 | $11.01 | Mar 8, 2017 | M | 40,000 | D | — | Apr 18, 2023 | Ordinary Shares | 40,000 | 80,000 | D |
Explanation of responses
- F1The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F2The exercise price of the stock option is 10.43 euros. The U.S. dollar equivalent of the exercise price is $11.01 using the Federal Reserve Bank of New York noon buying rate for March 3, 2017 (1.00 = $1.0552).
- F3Stock option granted on April 18, 2013 under the Issuer's 2012 Stock Option Plan. One-fourth of the grant vested on the first anniversary of the grant date and an additional 1/16th of the grant vests quarterly thereafter, subject to continued service through each vesting date.