SEC Form 4 · accession 0001576427-16-000380
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Warner
Director
Period of report
Oct 27, 2016
Accepted (ET)
Oct 28, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Warrant (right to buy)F1,F2,F3 | $36.92 | Oct 27, 2016 | A | 13,185 | A | — | Oct 27, 2026 | Ordinary Shares | 13,185 | 13,185 | D |
Explanation of responses
- F1The exercise price of the non-employee warrant is 33.98 euros. The U.S. dollar equivalent of the exercise price is $36.92 using the Federal Reserve Bank of New York noon buying rate for October 21, 2016 (1.00 = $1.0866)
- F2One-fourth of the grant will vest on the first anniversary of the grant date and an additional 1/16th of the grant vests quarterly thereafter.
- F3The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.