SEC Form 4 · accession 0001576427-16-000294
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Warner
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 21, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Jun 20, 2016 | M | 1,000 | $0.79 | A | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Warrant (right to buy)F2,F1 | $0.79 | Jun 20, 2016 | M | 1,000 | D | Nov 30, 2012 | Nov 16, 2020 | Ordinary Shares | 1,000 | 20,000 | D |
Explanation of responses
- F1The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F2The exercise price of the non-employee warrant is 0.70 euros. The U.S. dollar equivalent of the exercise price is $0.79 using the Federal Reserve Bank of New York noon buying rate for June 17, 2016 (1.00 = $1.1256).