SEC Form 4 · accession 0001576427-16-000206
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benoit Fouilland
Officer — Chief Financial Officer
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Apr 26, 2016 | M | 32,000 | $6.69 | A | 64,447 | D | |
| Ordinary SharesF1,F2 | Apr 27, 2016 | M | 60,000 | $6.69 | A | 124,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Warrant (right to buy)F2,F3,F1 | $6.69 | Apr 26, 2016 | M | 32,000 | D | — | Mar 20, 2022 | Ordinary Shares | 32,000 | 360,046 | D |
| Employee Warrant (right to buy)F2,F3,F1 | $6.69 | Apr 27, 2016 | M | 60,000 | D | — | Mar 20, 2022 | Ordinary Shares | 60,000 | 300,046 | D |
Explanation of responses
- F1The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F2The exercise price of the warrant is 5.95 euros. The U.S. dollar equivalent of the exercise price is $6.69 using the Federal Reserve Bank of New York noon buying rate for April 22, 2016 (1.00 = $1.1239).
- F3Employee warrant granted on March 20, 2012. One-fourth of the grant vested on the first anniversary of the grant date and an additional 1/16th of the grant vests quarterly thereafter, subject to continued service through each vesting date.