SEC Form 4 · accession 0001576427-16-000155
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benoit Fouilland
Officer — Chief Financial Officer
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Mar 3, 2016 | M | 45,000 | $6.50 | A | 80,075 | D | |
| Ordinary SharesF1 | Mar 3, 2016 | S | 45,000 | $37.90 | D | 35,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Warrant (right to buy)F2,F3,F1 | $6.50 | Mar 3, 2016 | M | 45,000 | D | — | Mar 20, 2022 | Ordinary Shares | 45,000 | 392,046 | D |
Explanation of responses
- F1The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F2The exercise price of the warrant is 5.95 Euros. The U.S. dollar equivalent of the exercise price is $6.50 using the Federal Reserve Bank of New York noon buying rate for February 26, 2016 (1.00 = $1.0932).
- F3Employee warrant granted on March 20, 2012. One-fourth of the grant vested on the first anniversary of the grant date and an additional 1/16th of the grant vests quarterly thereafter, subject to continued service through each vesting date.