SEC Form 4 · accession 0001209191-17-045761
Criteo S.A. · CRTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Warner
Director
Period of report
Jul 17, 2017
Accepted (ET)
Jul 19, 2017 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Jul 17, 2017 | M | 1,250 | $0.80 | A | 1,250 | D | |
| Ordinary SharesF1,F3 | Jul 17, 2017 | S | 1,250 | $50.46 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Warrant (right to buy)F3,F2,F4,F1 | $0.80 | Jul 17, 2017 | M | 1,250 | D | — | Nov 16, 2020 | Ordinary Shares | 1,250 | 11,000 | D |
Explanation of responses
- F1The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F2The exercise price of the warrant is 0.70 euros. The U.S. dollar equivalent of the exercise price is $0.80 using the Federal Reserve Bank of New York noon buying rate for July 14, 2017 (1.00 = $1.1452).
- F3For more information about the equity of the issuer held by the reporting person, please see the issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission.
- F4Warrant granted on November 16, 2010. One-fourth of the grant vested on the first anniversary of the grant date and an additional 1/16th of the grant vests quarterly thereafter.