SEC Form 4/A · accession 0001587478-16-000009
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND · CEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dan C Tutcher
Officer — President, CEO · Director
Period of report
Feb 5, 2016
Accepted (ET)
Mar 10, 2016 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 8,500 | D | ||
| Common Shares | holding | — | — | — | 55,610 | D | ||
| Common Shares | holding | — | — | — | 102,495 | D | ||
| Common Shares | holding | — | — | — | 250 | I | By Self as Trustee for Elizabeth Ann Tutcher UTMA | |
| Common Shares | holding | — | — | — | 1,000 | I | By Daughter Erin Tutcher | |
| Common Shares | holding | — | — | — | 1,334 | I | By son, Daniel Nicholas Tutcher | |
| Common Shares | holding | — | — | — | 1,579 | I | By Self as Trustee for Sloan Addair UTMA | |
| Common Shares | holding | — | — | — | 1,579 | I | By Self as Trustee for Tanner Addair UTMA |
Table II — derivative securities
No Table II lines on this filing.