SEC Form 4 · accession 0001140361-16-049885
AJS Bancorp, Inc. · AJSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry A Weberling
Officer — EVP and CFO
Period of report
Jan 19, 2016
Accepted (ET)
Feb 2, 2016 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Jan 19, 2016 | A | 3,000 | $0.00 | A | 13,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.85 | holding | — | — | — | Aug 18, 2016 | Aug 18, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2016.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2016.
- F3Shares of restricted stock vest at a rate of 20% per year commencing on January 19, 2017.