SEC Form 3 · accession 0001140361-15-028018
AJS Bancorp, Inc. · AJSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela N Favero
Officer — Interim CFO
Period of report
Jul 10, 2015
Accepted (ET)
Jul 20, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,463 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 3,272 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.99 | holding | — | — | — | May 28, 2015 | May 28, 2024 | Common Stock | 6,000 | — | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 28, 2015.
- F2Stock options vest at a rate of 20% per year commencing on May 28, 2015.