SEC Form 4 · accession 0001628280-18-012494
Guardant Health, Inc. · GH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AmirAli Talasaz
Officer — Chairman, President and COO · Director
Period of report
Oct 9, 2018
Accepted (ET)
Oct 11, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 9, 2018 | C | 21,937 | — | A | 4,153,631 | I | Shares held by Talasaz and Eskandari 2017 Family Trust |
| COMMON STOCK | holding | — | — | — | 7,949 | D | ||
| COMMON STOCK | holding | — | — | — | 544,348 | I | Shares held by Talasaz Investments, L.P. | |
| COMMON STOCK | holding | — | — | — | 44,286 | I | Shares held by Samar Talasaz 2018 Irrevocable Trust | |
| COMMON STOCK | holding | — | — | — | 44,286 | I | Shares held by Sana Talasaz 2018 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERIES A PREFERRED STOCKF1 | — | Oct 9, 2018 | C | 21,937 | D | — | — | COMMON STOCK | 21,937 | 0 | I |
Explanation of responses
- F1The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Amended and Restated Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
Remarks
Exhibit 24.1-Power of Attorney