Form4insider filings, from the source

SEC Form 4 · accession 0001628280-18-012482

Guardant Health, Inc. · GH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Vinod Khosla
10% Owner
Period of report
Oct 9, 2018
Accepted (ET)
Oct 11, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576280

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
COMMON STOCKF1,F2Oct 9, 2018C281,020—A281,020IKhosla Ventures IV (CF), L.P.
COMMON STOCKF1,F3Oct 9, 2018C4,395,627—A4,395,627IKhosla Ventures IV, L.P
COMMON STOCKF1,F2Oct 9, 2018C84,306—A84,306IKhosla Ventures IV (CF), L.P.
COMMON STOCKF1,F3Oct 9, 2018C1,318,688—A1,318,688IKhosla Ventures IV, L.P
COMMON STOCKF1,F2Oct 9, 2018C61,111—A61,111IKhosla Ventures IV (CF), L.P.
COMMON STOCKF1,F3Oct 9, 2018C955,882—A955,882IKhosla Ventures IV, L.P
COMMON STOCKF1,F2Oct 9, 2018C2,695—A2,695IKhosla Ventures IV (CF), L.P.
COMMON STOCKF1,F3Oct 9, 2018C42,169—A42,169IKhosla Ventures IV, L.P

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
SERIES B PREFERRED STOCKF1,F2—Oct 9, 2018C281,020D——COMMON STOCK281,0200I
SERIES B PREFERRED STOCKF1,F3—Oct 9, 2018C4,395,627D——COMMON STOCK4,395,6270I
SERIES C PREFERRED STOCKF1,F2—Oct 9, 2018C84,306D——COMMON STOCK84,3060I
SERIES C PREFERRED STOCKF1,F3—Oct 9, 2018C1,316,688D——COMMON STOCK1,316,6880I
SERIES D PREFERRED STOCKF1,F2—Oct 9, 2018C61,111D——COMMON STOCK61,1110I
SERIES D PREFERRED STOCKF1,F3—Oct 9, 2018C955,882D——COMMON STOCK955,8820I
SERIES E PREFERRED STOCKF1,F2—Oct 9, 2018C2,695D——COMMON STOCK2,6950I
SERIES E PREFERRED STOCKF1,F3—Oct 9, 2018C42,169D——COMMON STOCK42,1690I

Explanation of responses