SEC Form 4 · accession 0001214659-18-001759
Mirati Therapeutics, Inc. · MRTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie A Donadio
Officer — Sr. VP, CFO
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 9,375 | $5.50 | A | 9,375 | D | |
| Common Stock | Mar 1, 2018 | M | 12,500 | $5.40 | A | 21,875 | D | |
| Common Stock | Mar 1, 2018 | M | 30,000 | $7.30 | A | 51,875 | D | |
| Common StockF4 | Mar 1, 2018 | S | 25,600 | $26.7779 | D | 26,275 | D | |
| Common StockF5 | Mar 1, 2018 | S | 25,775 | $27.4526 | D | 500 | D | |
| Common StockF6 | Mar 1, 2018 | S | 500 | $28.08 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $5.50 | Mar 1, 2018 | M | 9,375 | D | — | Oct 26, 2026 | Common Stock | 9,375 | 20,625 | D |
| Employee Stock Option (Right to Buy)F2 | $5.40 | Mar 1, 2018 | M | 12,500 | D | — | Jan 25, 2027 | Common Stock | 12,500 | 37,500 | D |
| Employee Stock Option (Right to Buy)F3 | $7.30 | Mar 1, 2018 | M | 30,000 | D | — | Mar 19, 2020 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017.
- F21/4th of the shares subject to the Option shall vest and become exercisable on the first anniversary of the date of grant, and 1/48th of the shares subject to the Option shall vest each month thereafter until fully vested.
- F3Twenty percent (20%) of the shares subject to the stock option vested and became exercisable on the grant date of the option (March 20, 2013), and an additional 20% shall vest and become exercisable each year on the anniversary of the grant date.
- F4This transaction was executed in multiple trades at prices ranging from $26.05 to $27.025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $27.05 to $28.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $28.05 to $28.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.