SEC Form 4 · accession 0000905148-17-000189
SiriusPoint Ltd · SPNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Howard H Newman
10% Owner
PINE BROOK LVR, L.P.
10% Owner
PBRA (CAYMAN) Co
10% Owner
PBRA, LLC
10% Owner
Pine Brook Road Advisors, LP
10% Owner
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576018
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, par value $0.10F3,F1,F2 | Feb 1, 2017 | S | 448,408 | $11.5599 | D | 10,646,565 | D | |
| Common Shares, par value $0.10F4,F1,F2 | Feb 2, 2017 | S | 129,054 | $11.5491 | D | 10,517,511 | D | |
| Common Shares, par value $0.10F5,F1,F2 | Feb 3, 2017 | S | 122,480 | $11.4641 | D | 10,395,031 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.
- F2PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.
- F3This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 1, 2017, within a $1.00 range. The actual prices for these transactions range from $11.40 to $11.70, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3), (4), and (5) to this Form 4.
- F4This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 2, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.60, inclusive.
- F5This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 3, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.60, inclusive.
Remarks
Exhibit 99.1 - Power of Attorney (incorporated by reference to Exhibit B to the Schedule 13G filed by Pine Brook Road Advisors, LP on January 20, 2015).