SEC Form 4 · accession 0001575879-17-000041
Caesars Acquisition Co · CACQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Justin Abrahams
Officer — Chief Financial Officer
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | M | 16,413 | $9.25 | A | 135,403 | D | |
| Common StockF2,F1 | May 12, 2017 | M | 11,213 | $17.7267 | D | 124,190 | D | |
| Common StockF3,F1 | May 12, 2017 | M | 5,200 | $17.8139 | D | 118,990 | D | |
| Common StockF1 | May 15, 2017 | M | 10,000 | $9.25 | A | 128,990 | D | |
| Common StockF4,F1 | May 15, 2017 | M | 10,000 | $17.8532 | D | 118,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF5 | $9.25 | May 12, 2017 | M | 16,413 | D | — | Oct 7, 2024 | Common Stock | 16,413 | 122,125 | D |
| Common StockF5 | $9.25 | May 15, 2017 | M | 10,000 | D | — | Oct 7, 2024 | Common Stock | 10,000 | 112,125 | D |
Explanation of responses
- F1Includes shares of Common Stock beneficially owned and unvested RSUs previously granted and reported.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.95, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.925, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.85 to $17.875, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4.
- F5100% of the options to purchase shares vested on 10/07/2016.