SEC Form 4 · accession 0001575879-17-000016
Caesars Acquisition Co · CACQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Justin Abrahams
Officer — Chief Financial Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | M | 35,000 | $9.25 | A | 153,990 | D | |
| Common StockF2,F1 | Mar 7, 2017 | S | 35,000 | $14.7507 | D | 118,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $9.25 | Mar 7, 2017 | M | 35,000 | D | — | Oct 7, 2024 | Common Stock | 35,000 | 151,366 | D |
Explanation of responses
- F1Includes shares of Common Stock beneficially owned and unvested RSUs previously granted and reported.
- F2The $14.7507 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.7500 to $14.7750, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3100% of the options vested on 10/07/2016.