SEC Form 4 · accession 0001575879-17-000013
Caesars Acquisition Co · CACQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Justin Abrahams
Officer — Chief Financial Officer
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | M | 13,634 | $9.25 | A | 132,624 | D | |
| Common StockF2,F1 | Feb 23, 2017 | S | 13,634 | $14.1946 | D | 118,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $9.25 | Feb 23, 2017 | M | 13,634 | D | — | Oct 7, 2024 | Common Stock | 13,634 | 186,366 | D |
Explanation of responses
- F1Includes shares of Common Stock beneficially owned and unvested RSUs previously granted and reported.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.125 to $14.325, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3100% of options vested on 10/7/2016.