SEC Form 5/A · accession 0001127855-18-000017
PureBase Corp · PUBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Alfred Joseph Calvanico
Officer — CFO
Period of report
Nov 30, 2017
Accepted (ET)
Feb 20, 2018 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par $0.001 | May 18, 2017 | P | 2,000 | $0.15 | A | 2,000 | D | |
| Common Stock, par $0.001 | May 20, 2017 | P | 1,000 | $0.09 | A | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | $3.00 | Mar 14, 2016 | A | 300,000 | A | Mar 14, 2017 | Mar 14, 2026 | Common Stock | 300,000 | 100,000 | D |
Explanation of responses
- F1Options vest 100,000 options on the 1st, 2nd and 3rd anniversaries of the grant date.
- F2Options issued as compensatory incentive.