SEC Form 4 · accession 0001209191-18-048784

EXPRO GROUP HOLDINGS N.V. · XPRO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

D. Keith Mosing

Director · 10% Owner

Period of report

Aug 27, 2018

Accepted (ET)

Aug 29, 2018 · 4:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001575828

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock, par value Euro 0.01 per share	Aug 27, 2018	S	18,910	$8.77	D	2,101,354	D
Common stock, par value Euro 0.01 per share^F1	Aug 28, 2018	S	77,700	$8.6301	D	2,023,654	D
Common stock, par value Euro 0.01 per share^F2	Aug 29, 2018	S	153,390	$8.6731	D	1,870,264	D
Common stock, par value Euro 0.01 per share	holding	—	—		—	33,024	I	Held by Child
Common stock, par value Euro 0.01 per share	holding	—	—		—	33,024	I	Held by Child
Common stock, par value Euro 0.01 per share	holding	—	—		—	50,000	I	Held by Spouse
Common stock, par value Euro 0.01 per share^F3	holding	—	—		—	6,370,920	I	See footnote
Common stock, par value Euro 0.01 per share^F4	holding	—	—		—	440,185	I	See footnote
Common stock, par value Euro 0.01 per share^F5	holding	—	—		—	89,596	I	See footnote
Common stock, par value Euro 0.01 per share^F6	holding	—	—		—	31,785,600	I	See footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.595 to $8.68, inclusive. The reporting person undertakes to provide to Frank's International N.V. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.62 to $8.735, inclusive.
F3As of August 28, 2018, the Donald Keith Mosing Family Partnership, Ltd ("DKM PL") directly owns 6,370,920 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock"). DKM PL is controlled by Donald Keith Mosing, in his capacity as its general partner and trustee of its other general partner, Donald Keith Mosing Revocable Trust.
F4The 440,185 shares reported are as of August 28, 2018 and are owned directly by the 2015 Mosing Family Delaware Trust f/b/o Keith Mosing, of which Donald Keith Mosing is the investment advisor. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
F5The 89,596 shares reported are as of August 28, 2018 and are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Donald Keith Mosing, of which Donald Keith Mosing is the trustee. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
F6The 31,785,600 shares of common stock reported are as of August 28, 2018 and are owned directly by Mosing Holdings, LLC. D. Keith Mosing is the Chairman, President and Chief Executive Officer of Mosing Holdings, LLC. Accordingly, Mr. Mosing may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.