SEC Form 4 · accession 0001209191-18-029679
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Bradford Mosing
10% Owner
Period of report
May 10, 2018
Accepted (ET)
May 11, 2018 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value Euro 0.01 per shareF1,F2 | May 10, 2018 | S | 58,402 | $7.528 | D | 8,295,465 | I | See footnote |
| Common stock, par value Euro 0.01 per shareF3,F2 | May 11, 2018 | S | 32,183 | $7.50 | D | 8,263,282 | I | See footnote |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 10,000 | I | Held by Spouse | |
| Common stock, par value Euro 0.01 per shareF4 | holding | — | — | — | 25,226 | I | By Trust u/l/w Janice P. Mosing f/b/o Victoria R. Mosing | |
| Common stock, par value Euro 0.01 per shareF5 | holding | — | — | — | 25,226 | I | By Trust u/l/w Janice P. Mosing f/b/o Jaclyn E. Mosing | |
| Common stock, par value Euro 0.01 per shareF6 | holding | — | — | — | 39,145 | I | By By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o William B. Mosing | |
| Common stock, par value Euro 0.01 per shareF7 | holding | — | — | — | 440,185 | I | By 2016 Mosing Family Delaware Trust f/b/o William Bradford Mosing |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.75, inclusive. The reporting person undertakes to provide to Frank's International N.V. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- F2As of May 11, 2018, WBM Partnership, LP ("WBM") directly owns 8,263,282 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock"). WBM is controlled by William Bradford Mosing, in his capacity as managing member of WBM's general partner. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by WBM, except to the extent of his pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.51 inclusive.
- F4The 25,226 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Victoria R. Mosing, of which William B. Mosing is the trustee. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F5The 25,226 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Jaclyn E. Mosing, of which William B. Mosing is the trustee. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F6The 39,145 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o William B. Mosing, of which William B. Mosing is the trustee. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F7The 440,185 shares reported are owned directly by the 2016 Mosing Family Delaware Trust f/b/o William Bradford Mosing, of which William B. Mosing is the investment advisor. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
Remarks
The Reporting Person is a reporting person solely as a result of being a party to that certain Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto.