SEC Form 4 · accession 0001209191-17-062939
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B. Mosing
Director · 10% Owner
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value Euro 0.01 per shareF1 | Nov 28, 2017 | S | 320,187 | $6.1577 | D | 1,145,585 | D | |
| Common stock, par value Euro 0.01 per shareF2 | holding | — | — | — | 7,918,667 | I | See footnote | |
| Common stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 47,010,006 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.14 to $6.235, inclusive. The reporting person undertakes to provide to Frank's International N.V. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2As of November 29, 2017, the Steven Brent Mosing Family, L.L.C. ("SBM LLC") directly owns 7,918,667 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share. SBM LLC is controlled by Steven B. Mosing, in his capacity as its sole manager.
- F3As of November 27, 2017, the 47,010,006 shares reported are owned directly by Mosing Holdings, LLC. As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, Inc. and the other parties thereto, Mr. Mosing may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC., except to the extent of his pecuniary interest therein.