SEC Form 4 · accession 0001209191-17-029380
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D. Keith Mosing
Director · 10% Owner
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value Euro 0.01 per shareF1 | May 1, 2017 | M | 10,060 | — | A | 1,326,300 | D | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child. | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child. | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 50,000 | I | Held by Spouse. | |
| Common stock, par value Euro 0.01 per shareF2 | holding | — | — | — | 10,252,720 | I | See footnote | |
| Common stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 52,976,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5,F1,F4 | — | May 1, 2017 | M | 10,060 | D | — | — | Common Stock | 10,060 | 88,141 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2As of May 1, 2017, the Donald Keith Mosing Family Partnership, Ltd ("DKM PL") directly owns 10,252,720 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share. DKM PL is controlled by Donald Keith Mosing, in his capacity as its general partner and trustee of its other general partner, Donald Keith Mosing Revocable Trust.
- F3The 52,976,000 shares of common stock reported are owned directly by Mosing Holdings, LLC. D. Keith Mosing is the Chairman, President and Chief Executive Officer of Mosing Holdings, LLC. Accordingly, Mr. Mosing may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.
- F4On May 20, 2016, the reporting person was granted 10,060 RSUs, which vested in full on May 1, 2017.
- F5Consists of 88,141 that will vest on February 23, 2018.