SEC Form 4 · accession 0001068238-18-000212
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Stanton Mosing
10% Owner
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value Euro 0.01 per shareF1 | Nov 9, 2018 | S | 5,000 | $7.75 | D | 301,643 | D | |
| Common Stock, par value Euro 0.01 per shareF2 | holding | — | — | — | 1,100,462 | I | By 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing | |
| Common Stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 126,128 | I | By Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing | |
| Common Stock, par value Euro 0.01 per shareF4 | holding | — | — | — | 97,863 | I | By By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing | |
| Common Stock, par value Euro 0.01 per shareF5 | holding | — | — | — | 9,918,667 | I | By G. Stanton Investments, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gregory Stanton Mosing directly owns 301,643 shares of Common Stock. The number of shares was increased by 285,986 shares upon a distribution of shares formerly held by Mosing Holdings, LLC on August 29, 2018.
- F2The 1,100,462 shares reported are owned directly by the 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing, of which the reporting person is the investment advisor. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein. The number of shares was increased by 660,227 shares upon a distribution of shares formerly held by Mosing Holdings, LLC on September 4, 2018.
- F3The 126,718 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein. The number of shares was increased by 75,677 shares upon a distribution of shares formerly held by Mosing Holdings, LLC on August 29, 2018.
- F4The 97,863 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein. The number of shares was increased by 58,718 shares upon a distribution of shares formerly held by Mosing Holdings, LLC on August 29, 2018.
- F5G. Stanton Investments, LP ("GSI") directly owns 9,918,667 shares of Common Stock. GSI is controlled by the reporting person, in his capacity as the manager of GSI's general partner. The reporting person disclaims beneficial ownership of the Common Stock owned by GSI, except to the extent of his pecuniary interest therein.