SEC Form 4 · accession 0001068238-18-000144
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Stanton Mosing
10% Owner
Period of report
Jul 20, 2018
Accepted (ET)
Jul 24, 2018 · 1:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value Euro 0.01 per share | Jul 20, 2018 | S | 9,500 | $8.50 | D | 61,157 | D | |
| Common Stock, par value Euro 0.01 per shareF2 | holding | — | — | — | 440,185 | I | By 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing | |
| Common Stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 50,541 | I | By Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing | |
| Common Stock, par value Euro 0.01 per shareF4 | holding | — | — | — | 39,145 | I | By By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing | |
| Common Stock, par value Euro 0.01 per shareF5 | holding | — | — | — | 9,918,667 | I | By G. Stanton Investments, LP | |
| Common Stock, par value Euro 0.01 per shareF6 | holding | — | — | — | 31,785,600 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018.
- F2The 440,185 shares reported are owned directly by the 2009 Mosing Family Delaware Dynasty Trust f/b/o Gregory Stanton Mosing, of which the reporting person is the investment advisor. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F3The 50,541 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F4The 39,145 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F5G. Stanton Investments, LP ("GSI") directly owns 9,918,667 shares of Common Stock. GSI is controlled by the reporting person, in his capacity as the manager of GSI's general partner. The reporting person disclaims beneficial ownership of the Common Stock owned by GSI, except to the extent of his pecuniary interest therein.
- F6The 31,785,600 shares reported are owned directly by Mosing Holdings, LLC, as of March 19, 2018. As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto, the reporting person may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. The reporting person disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.