SEC Form 4 · accession 0001068238-17-000283
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Stanton Mosing
10% Owner
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value Euro 0.01 per shareF1 | Dec 19, 2017 | S | 60,231 | $5.87 | D | 180,426 | D | |
| Common Stock, par value Euro 0.01 per shareF2 | Dec 20, 2017 | S | 59,769 | $5.88 | D | 120,657 | D | |
| Common Stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 50,541 | I | By Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing | |
| Common Stock, par value Euro 0.01 per shareF4 | holding | — | — | — | 39,145 | I | By By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing | |
| Common Stock, par value Euro 0.01 per shareF5 | holding | — | — | — | 9,918,667 | I | By G. Stanton Investments, LP | |
| Common Stock, par value Euro 0.01 per shareF6 | holding | — | — | — | 39,911,994 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. This Common Stock was sold in multiple transactions at prices ranging from $5.85 to $5.94, inclusive. The reporting person undertakes to provide to Frank's International N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. This Common Stock was sold in multiple transactions at prices ranging from $5.85 to $5.92, inclusive. The reporting person undertakes to provide to Frank's International N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The 50,541 shares reported are owned directly by the Trust u/l/w Janice P. Mosing f/b/o Lindsey R. Mosing, of which Gregory S. Mosing is the trustee. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F4The 39,145 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Gregory Stanton Mosing, of which Gregory S. Mosing is the trustee. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F5G. Stanton Investments, LP ("GSI") directly owns 9,918,667 shares of Common Stock. GSI is controlled by Mr. Mosing, in his capacity as the manager of GSI's general partner. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by GSI, except to the extent of his pecuniary interest therein.
- F6The 39,911,994 shares reported are owned directly by Mosing Holdings, LLC, as of December 4, 2017. As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto, Mr. Mosing may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.