SEC Form 4 · accession 0000899243-16-014405
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D. Keith Mosing
Director · 10% Owner
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value Euro 0.01 per shareF1,F2 | Feb 23, 2016 | M | 88,141 | — | A | 904,480 | D | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child. | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child. | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 50,000 | I | Held by Spouse. | |
| Common stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 10,500,720 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5,F1,F4 | — | Feb 23, 2016 | M | 88,141 | D | — | — | Common Stock | 88,141 | 858,101 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2Includes 11,879 shares received as a distribution from FWW B.V. ("FWW") upon the termination of it's parent company, Ginsoma Family C.V. In prior reports, the reporting person reported beneficial ownership of 119,024,000 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share ("Common Stock"), held by FWW.
- F3As of February 23, 2016, the Donald Keith Mosing Family Partnership, Ltd ("DKM PL") directly owns 10,500,720 shares of Common Stock. DKM PL is controlled by Donald Keith Mosing, in his capacity as its general partner and trustee of its other general partner, Donald Keith Mosing Revocable Trust.
- F4On February 23, 2015, the reporting person was granted 264,423 RSUs vesting in three annual installments beginning on February 23, 2016.
- F5Also consists of 681,819 RSUs that will vest 33% on August 14, 2016, with the remaining 67% vesting on March 31, 2017.