SEC Form 4 · accession 0000899243-15-003489
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D. Keith Mosing
Officer — See Remarks · Director · 10% Owner
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value Euro 0.01 per shareF1 | Aug 14, 2015 | M | 227,273 | — | A | 804,460 | D | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child. | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child. | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 50,000 | I | Held by Spouse. | |
| Common stock, par value Euro 0.01 per shareF2 | holding | — | — | — | 119,024,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1,F3 | — | Aug 14, 2015 | M | 227,273 | D | — | — | Common Stock | 227,273 | 946,242 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2As of August 14, 2015, FWW B.V. ("FWW") directly owns 119,024,000 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock"). FWW is controlled by Donald Keith Mosing, as managing director. Mr. Mosing is also a party to that certain Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW, Mosing Holdings, Inc. and certain other parties thereto. Additionally, Mr. Mosing is a shareholder of FWW. Accordingly, Mr. Mosing may be deemed to beneficially own shares of Common Stock owned by FWW. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by FWW, except to the extent of his pecuniary interest therein.
- F3On August 14, 2013, the reporting person was granted 1,136,364 RSUs, vesting 20% per year on the anniversary of the grant over the first three years, with the remaining 40% vesting on March 31, 2017.
- F4Also consists of 264,423 RSUs that will vest ratably in three annual installments beginning on February 23, 2016.
Remarks
Chairman of the Supervisory Board, Director and Executive Chairman